We are seeking a motivated and experienced Markets Compliance professional knowledgeable in MIFID, EMIR, PRIIPS, PSD, and AMLD regulations to join our office in Prague, Czechia. You'll promote a sound regulatory culture with clear risk ownership, a strong defense model, effective risk management, and a solid culture of consequence management.

You will be responsible for:

  • Assist in oversight of Compliance for the Branch, including testing and reporting to senior management, have oversight of end to end Derivatives process identifying any breakdown in controls and correction to processes following control or process failure and is responsible for the escalation of any breaches or breakdown of controls.
  • Have oversight of forwards and options derivatives activity that will be regulated under MiFID 2 and/or PSD 2 regulations. Responsible for administering, training and oversight of the end-to-end process equally supporting the conduct risk process for branch and acting as the branch liaison point in this regard.
  • Perform regular controls to assure local governance and support the global testing function with control testing.
  • Oversight of EMIR Reporting UK / Europe.
  • Ensure legal watch in order to anticipate new regulations and regulatory requirements.
  • Assist in designing and delivering MiFID training.
  • Assist in updating Policies & Procedures and will help to recommend ongoing process improvements to streamline and create efficiencies.

You should apply if you have:

  • University degree and proven record of accomplishment of work experience in a large multi-regional and/or multi-national financial or payment service business.
  • Experience in Financial Instruments requirements (MiFID), Markets Compliance issues and a good understanding of MiFID and related subject matters.
  • Proficient knowledge of applicable risk management regulation within the banking/financial services industry, and knowledge of the latest trends, concepts and best practices. An experience managing regulatory exams is a strong plus.
  • Fluency in English (oral and in writing).
  • Excellent computing skills with all common office programs.
  • Strong written and verbal communications skills, including formal presentation skills.
  • Strong analytical and problem-solving skills.
  • Accuracy and attention to detail in daily routine.
  • Well-developed interpersonal skills in a team-oriented environment.
  • Ability to work independently in a structured and analytical way.
  • Ability to work in a fast-changing environment with multiple priorities.

We offer an abundance of competitive perks and benefits including:

  • Great career growth and development opportunities in a global organization
  • A flexible approach to work
  • Generous insurance (health, disability, life)
  • Paid holidays, time-off, and leave policies for life events (maternity, paternity, adoption)
  • Paid volunteering opportunities (5 days per year)

 

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